by David Spaulding | Jun 4, 2014 | Investment Performance Guy, News
The SEC has taken action against ZPR Investment Management, a Florida separate-account money manager. InvestmentNews provides a synopsis of what the case involves. The article reports that “Max E. Zavanelli — a portfolio manager who has compared his success at...
by John D. Simpson, CIPM | Jun 2, 2014 | CIPM Exam Tips & Tricks
Candidates at the Principles Level and at the Expert Level in the CIPM program should be aware that the Code of Ethics and Standards of Professional Conduct require “covered persons” to remember their “Duties to Employers” – but also it...